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What are the steps for formalizing an International Joint Supervision Agreement?

To understand a little more about international cooperation agreements, read the tab “Formalization of New Agreements.”

 

Joint supervision is a special doctoral program carried out in an integrated manner between two higher education institutions, one Brazilian (such as UFRN) and the other foreign. In this modality, the doctoral student develops their research under the joint guidance of two professors—one from each university—and completes periods of on-site study at both institutions, according to a schedule defined in the agreement.

 

At the end of the process, the doctoral student defends their thesis once, at one of the institutions, as previously agreed, and receives two diplomas: one from each university, formally recognizing the joint training. After defending the thesis in accordance with the requirements established in the agreement, the title of doctor is awarded by both institutions involved, giving international recognition to the training.

 

It is important to note that co-supervision should not be confused with dual degree programs at the undergraduate level or with simple academic mobility, as it requires a specific institutional agreement with more rigorous criteria, continuous co-supervision, and mutual validation of the entire academic path.

 

Below you will find an infographic that, in general terms, explains the flow of an international co-supervision agreement process:

Step-by-step infographic - Joint supervision (COTUTELLE)

 

 

Step 1: Consultation with the foreign university and definition of the draft agreement

 

The first step in formalizing an International Joint Supervision Agreement is to hold formal negotiations between the UFRN Graduate Program and the foreign partner university. This consultation must be carried out directly by the supervising professor and/or the doctoral student, with the support of the coordination of the UFRN graduate program to which he or she is affiliated. At this point, it is important to verify whether the partner institution accepts the joint supervision, presenting it with the standard draft used by UFRN for this type of agreement (drafts available in the “Agreement Templates” tab, here on the website).

 

If the partner university does not accept the UFRN template, it is possible to apply the host institution's template. In this case, the foreign draft will also be submitted for translation by the SRI Language Support Sector. The most important thing at this stage is to ensure that the basic clauses are included, such as the purpose of the agreement, minimum period of stay abroad (at least one year), details on guidance/supervision, language of the thesis and defense, composition of the board (minimum of 5 members, all holding doctoral degrees), intellectual property, health and civil liability insurance, location of the defense, awarding of the degree at both institutions, and other academic and administrative requirements that are indispensable for UFRN.

 

Once the draft has been accepted by both institutions, the formalization of the joint supervision can proceed via an electronic process through SIPAC, which requires the necessary documentation to be organized.

 

Step 2: Organization of mandatory documentation


Once the draft has been defined, the doctoral student and their coordinator must provide the documents required to begin the formal process electronically. These are:

 

  • The draft Co-supervision Agreement, duly completed and adapted to the reality of the program and the partnership (UFRN or foreign university model, translated if necessary);

 

  • Letter of acceptance from the co-supervisor at the foreign university, indicating agreement with the co-supervision;

 

  • Letter of acceptance from the partner institution's Graduate Program, authorizing the doctoral student's participation in the co-supervision system;

 

  • Copy of the minutes of the UFRN Graduate Program collegiate body, which contains the formal approval of the requested co-supervision;

 

  • Updated academic transcript of the doctoral student, issued by SIGAA, proving their regular enrollment in the UFRN program;

 

  • Official letter issued by the coordination of the UFRN Graduate Program, addressed to the Secretary of International Relations, requesting the formalization of the co-supervision agreement;

  • Detailed work plan, which must include all academic and scientific activities to be carried out by the doctoral student at both institutions, with a clear schedule and responsibilities for each party (find the work plan template in the “Agreement Templates” tab on the SRI website).

 

It is essential that all these documents are properly organized and signed, ensuring clarity of information and facilitating the processing of the application. In addition, before waiving the requirement for any of these documents, the agreement coordination office must be duly consulted with justifications, either by email or in person.

 

Step 3: Opening the electronic application in SIPAC

 

Once all the required documentation has been obtained, the Graduate Program Coordination of the interested student must open the electronic process in SIPAC. The purpose of this process is to officially register the proposed co-supervision agreement with UFRN and forward it to the International Relations Office (SRI), which will be responsible for the institutional procedure.

 

The information must be filled out as follows:

 

  • Type of process: Cooperation agreement;

 

  • Destination unit: International Relations Office – Unit 11.24.04;

 

  • In the “detailed subject” field, it is recommended to enter: “Doctoral Thesis Co-supervision Agreement between UFRN and institution xxxxxx,” including the contact details of the UFRN advisor (full name, department, institutional email, and phone number).

 

It is important to remember that all documents listed in Step 2 must be attached to the application from the outset. This ensures greater speed in the analysis and avoids returns due to pending documentation.

 

Step 4: Analysis by the SRI and internal processing


Once received by the SRI, the process will be analyzed administratively. The International Agreements Coordination Office (CACI/SRI) will verify that all documents have been submitted and that the co-supervision agreement draft complies with UFRN regulations, based on AGU guidelines and current legislation.


The process will be sent for analysis by the UFRN Legal Office, which will assess the legality, compliance, and feasibility of the agreement, as well as recommend steps to be taken in the work plan and co-supervision draft. When issues such as innovation or intellectual property are involved in the draft or process, the UFRN Innovation Agency may also be consulted via a process with the issuance of a technical opinion.


During this process, the SRI does not have the autonomy to dispense with mandatory legal opinions or ignore the guidance of the Legal Department. Therefore, it is important that the doctoral student and their advisor are aware of the requirements from the beginning of the co-supervision negotiations, ensuring that the content of the agreement includes all the minimum required elements. 

 

 

Attention, professor!

Although the legal analysis stage by the Attorney General's Office (when necessary for the process) can be time-consuming, the SRI does not have the authority or autonomy to waive the referral of the case to this body, nor to disregard its guidance (whether through legal opinion, quota, or legal note). It will also not be possible to disregard or ignore legal recommendations without proper procedural instruction with justification. Under no circumstances will the SRI proceed in this manner, even if such actions are requested.

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